Tag: Securities and Exchange Commission

The U.S. Securities and Exchange Commission (SEC) has taken significant action against four prominent companies—Avaya Holdings, Check Point Software...

Deepak Jain, a 49-year-old CEO from Maryland, has been indicted on serious charges of major fraud against the United States and making false...

Equiniti Trust Company has reached a settlement with the U.S. Securities and Exchange Commission (SEC) over significant cybersecurity failures...

The US Securities and Exchange Commission has charged Abraham Shafi, the founder and former CEO of Get Together Inc., with...

The US Securities and Exchange Commission (SEC) has charged Nader Al-Naji with orchestrating a multi-million-dollar fraud involving the...

The Securities and Exchange Commission (SEC) has charged Babu Ramaraj of Aldie, Virginia, with defrauding more than 70 investors out of...

On July 18, 2024, the U.S. Securities and Exchange Commission (SEC) announced a settlement with R.R. Donnelley & Sons Company (RRD) for...

A federal judge has dismissed a significant portion of the U.S. Securities and Exchange Commission’s lawsuit against SolarWinds, the IT firm...

The US Securities and Exchange Commission (SEC) has charged Silvergate Capital Corporation and its former executives, including...

David Hirsch, the chief of the crypto asset unit within the SEC's enforcement division, has announced his departure from the role. In...