Tag: Securities and Exchange Commission

The U.S. Securities and Exchange Commission (SEC) has taken significant action against four prominent companies—Avaya Holdings, Check Point Software...

Deepak Jain, a 49-year-old CEO from Maryland, has been indicted on serious charges of major fraud against the United States and making false...

Equiniti Trust Company has reached a settlement with the U.S. Securities and Exchange Commission (SEC) over significant cybersecurity failures...

On July 18, 2024, the U.S. Securities and Exchange Commission (SEC) announced a settlement with R.R. Donnelley & Sons Company (RRD) for...

David Hirsch, the chief of the crypto asset unit within the SEC's enforcement division, has announced his departure from the role. In...

The Securities and Exchange Commission (SEC) has charged Ilit Raz, CEO and founder of the now-defunct AI recruitment startup Joonko...

The Securities and Exchange Commission (SEC) has charged Mario Gogliormella, Steven Lacaj, and Karim Ibrahim with fraud for their...

On May 4, Robinhood Markets, a retail trading platform, received a Wells notice from the U.S. Securities and Exchange Commission (SEC)...

The U.S. Securities and Exchange Commission (SEC) announced penalties for investment advisers, Delphia (USA) and Global Predictions.

The U.S. Securities and Exchange Commission (SEC) X account was hacked, resulting in the dissemination of a fabricated announcement.