Tag: Securities and Exchange Commission

Equiniti Trust Company has reached a settlement with the U.S. Securities and Exchange Commission (SEC) over significant cybersecurity failures...

On July 18, 2024, the U.S. Securities and Exchange Commission (SEC) announced a settlement with R.R. Donnelley & Sons Company (RRD) for...

David Hirsch, the chief of the crypto asset unit within the SEC's enforcement division, has announced his departure from the role. In...

The Securities and Exchange Commission (SEC) has charged Ilit Raz, CEO and founder of the now-defunct AI recruitment startup Joonko...

The Securities and Exchange Commission (SEC) has charged Mario Gogliormella, Steven Lacaj, and Karim Ibrahim with fraud for their...

On May 4, Robinhood Markets, a retail trading platform, received a Wells notice from the U.S. Securities and Exchange Commission (SEC)...

The U.S. Securities and Exchange Commission (SEC) announced penalties for investment advisers, Delphia (USA) and Global Predictions.

The U.S. Securities and Exchange Commission (SEC) X account was hacked, resulting in the dissemination of a fabricated announcement.

The Federal Communications Commission (FCC) has updated its data breach rules for the first time in 16 years, expanding the definition of a breach

The Securities and Exchange Commission is reportedly conducting an investigation into Twitter's handling of a security flaw that occurred in 2018